0001193125-05-018476.txt : 20120705 0001193125-05-018476.hdr.sgml : 20120704 20050203135856 ACCESSION NUMBER: 0001193125-05-018476 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20050203 DATE AS OF CHANGE: 20050203 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: HANAUER NICOLAS J CENTRAL INDEX KEY: 0001134629 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 1000 SECOND AVE STE 1200 CITY: SEATTLE STATE: WA ZIP: 98104 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: HouseValues, Inc. CENTRAL INDEX KEY: 0001298978 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE AGENTS & MANAGERS (FOR OTHERS) [6531] IRS NUMBER: 911982679 STATE OF INCORPORATION: WA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-80332 FILM NUMBER: 05572571 BUSINESS ADDRESS: STREET 1: 11332 N.E. 122ND WAY STREET 2: BUILDING A2 CITY: KIRKLAND STATE: WA ZIP: 98005 BUSINESS PHONE: (425) 454-0088 MAIL ADDRESS: STREET 1: 11332 N.E. 122ND WAY STREET 2: BUILDING A2 CITY: KIRKLAND STATE: WA ZIP: 98005 SC 13G 1 dsc13g.htm SCHEDULE 13G Schedule 13G

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

SCHEDULE 13G

 

 

Under the Securities Exchange Act of 1934

(Amendment No.     )*

 

 

 

HouseValues, Inc.

(Name of Issuer)

 

Common Stock - $0.001 par value

(Title of Class of Securities)

 

 

44183Y

                                (CUSIP Number)                                

 

 

Paul Sassalos, Perkins Coie, 1201 Third Avenue, Ste. 4800, Seattle, WA 98101, (206) 539-8000

(Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications)

 

 

January 31, 2005

(Date of Event which Requires Filing of this Statement)

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

 

¨ Rule 13d-1(b)

 

¨ Rule 13d-1(c)

 

x Rule 13d-1(d)

 

*   The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

 

The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

SCHEDULE 13G

 

CUSIP No. 44183Y

 

  1  

NAMES OF REPORTING PERSONS

I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (Entities Only)

 

            Nicolas J. Hanauer

    
  2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) N/A

(a)  ¨

(b)  ¨

    
  3  

SEC USE ONLY

 

    
  4  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

            USA

    

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

  

  5    SOLE VOTING POWER

 

                1,536,672

  6    SHARED VOTING POWER

 

                —

  7    SOLE DISPOSITIVE POWER

 

                1,536,672

  8    SHARED DISPOSITIVE POWER

 

                —

  9  

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

            1,536,672

    
10  

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions)

 

  

¨

11  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

 

            6.1%1

    
12  

TYPE OF REPORTING PERSON (See Instructions)

 

            Individual

    

 

1 Based on 25,018,096 common shares outstanding as of January 31, 2005.

 

Page 2 of 5

ITEM 1.

  

(a)

   

NAME OF ISSUER:

 

          
         HouseValues, Inc.          
   

(b)

   

ADDRESS OF ISSUER’S PRINCIPAL EXECUTIVE OFFICES:

 

          
         11332 N.E. 122nd Way          
         Kirkland, WA 98034          

ITEM 2.

  

(a)

   

NAME OF PERSON FILING:

 

          
         Nicolas J. Hanauer          
   

(b)

   

ADDRESS OF PRINCIPAL BUSINESS OFFICE OR, IF NONE, RESIDENCE:

 

          
        

c/o Second Avenue Partners

1000 Second Ave., Suite 1200

Seattle, WA 98104

          
   

(c)

   

CITIZENSHIP:

 

          
         USA          
   

(d)

    TITLE OF CLASS OF SECURITIES:          
         Common Stock, $0.001 par value          
   

(e)

   

CUSIP NUMBER:

 

          
         44183Y          

ITEM 3.

   IF THIS STATEMENT IS FILED PURSUANT TO RULE 13d-1(b), OR 13d-2(b) OR (c), CHECK WHETHER THE PERSON FILING IS A:     
    (a)    ¨    Broker or dealer registered under Section 15 of the Exchange Act.
    (b)    ¨    Bank as defined in Section 3(a)(6) of the Exchange Act.
    (c)    ¨    Insurance company as defined in Section 3(a)(19) of the Exchange Act.
    (d)    ¨    Investment company registered under Section 8 of the Investment Company Act.
    (e)    ¨    An investment adviser in accordance with Rule 13d-1(b)(1)(ii)(E);
    (f)    ¨    An employee benefit plan or endowment fund in accordance with Rule 13d-1(b)(1)(ii)(F);
    (g)    ¨    A parent holding company or control person in accordance with Rule 13d-l(b)(l)(ii)(G);
    (h)    ¨    A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act;
    (i)    ¨    A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act;
    (j)    ¨    Group, in accordance with Rule 13d-l(b)(l)(ii)(J).
    If this statement is filed pursuant to Rule 13d-1(c), check this box. ¨     

 

Page 3 of 5

ITEM 4.

    OWNERSHIP.          
    

 

PROVIDE THE FOLLOWING INFORMATION REGARDING THE AGGREGATE NUMBER AND PERCENTAGE OF THE CLASS OF SECURITIES OF THE ISSUER IDENTIFIED IN ITEM 1.

     (a)    AMOUNT BENEFICIALLY OWNED:          
         

 

1,536,672

          
     (b)    PERCENT OF CLASS:          
         

 

6.1%1

          
     (c)    NUMBER OF SHARES AS TO WHICH SUCH PERSON HAS:          
          (i)   

 

Sole power to vote or to direct the vote: 1,536,672

          
          (ii)    Shared power to vote or to direct the vote: 0          
          (iii)    Sole power to dispose or direct the disposition of: 1,536,672          
          (iv)    Shared power to dispose or direct the disposition of: 0          

ITEM 5.

    OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS.     
    

 

IF THIS STATEMENT IS BEING FILED TO REPORT THE FACT THAT AS OF THE DATE HEREOF THE REPORTING PERSON HAS CEASED TO BE THE BENEFICIAL OWNER OF MORE THAN FIVE PERCENT OF THE CLASS OF SECURITIES, CHECK THE FOLLOWING: ¨

    

 

N/A

          

ITEM 6.

    OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON.          
    

 

N/A

          

ITEM 7.

    IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY.
    

 

N/A

ITEM 8.

    IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP.          
    

 

N/A

          

ITEM 9.

    NOTICE OF DISSOLUTION OF GROUP.          
    

 

N/A

          

ITEM 10.

    CERTIFICATIONS.          
    

 

N/A

          
1 Based on 25,018,096 common shares outstanding as of January 31, 2005.

 

Page 4 of 5

SIGNATURE

 

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

 

2/2/05

   By:  

/s/ Nicolas J. Hanauer

(Date)       (Signature)
       

Nicolas J. Hanauer

        (Name)
       

N/A

        (Title)

 

The original statement shall be signed by each person on whose behalf the statement is filed or his authorized representative. If the statement is signed on behalf of a person by his authorized representative (other than an executive officer or general partner of this filing person), evidence of the representative’s authority to sign on behalf of such person shall be filed with the statement; provided, however, that a power of attorney for this purpose which is already on file with the Commission may be incorporated by reference. The name and any title of each person who signs the statement shall be typed or printed beneath his signature.

 

Attention: Intentional misstatements or omissions of fact

constitute Federal criminal violations (See 18 U.S.C. 1001).

 

Page 5 of 5